Obeying Authority and the Rule of Thirds

soldier shooting civiliansHalf a century ago Adolf Eichmann was captured and taken from Argentina to an Israeli civilian court to answer for crimes against humanity and the Jewish people. Several decades earlier, Eichmann was a German Nazi lieutenant colonel tasked with the responsibility of managing much of the logistics of the Holocaust. During Eichmann’s cross-examination the prosecution asked him if he considered himself guilty of the murder of millions of people. Eichmann’s defense—that he was just “following orders” and that he “never did anything, great or small, without obtaining in advance express instructions from Adolf Hitler or any of (his) superiors.” His defense was rejected; he was found guilty and hanged the following year.

Inspired by the Eichmann trial, Stanley Milgram, a Social Psychology professor at Yale, performed an experiment aimed at answering the question: “Could it be that Eichmann and his million accomplices in the Holocaust were just following orders? Could we call them all accomplices?” In Milgram’s own words the experiment went as follows:

“A simple procedure is devised for studying obedience. A person comes to the laboratory and, in the context of a learning experiment, is told to give increasingly severe shocks to another person (who is actually an actor). The purpose of the experiment is to see how far a subject will proceed before refusing to comply with the experimenter’s instructions.”

The experiment was originally performed on 40 test subjects. Each one of them was told by Milgram (the authority in the room) to ask questions and administer shocks by increments of 15 volts to the person in the other room whenever that person answered a question incorrectly. This was to persist until the voltage reached the full 450 volts. The person in the other room, who was not really getting shocked, acted as though each shock was getting increasingly worse by screaming, complaining about his “heart condition”, and then after the 300 volt administration he went silent. Many of the test subjects, assuming that they were really inflicting pain or possible death on the man in the other room, felt bad and asked to quit the experiment. Milgram’s scripted response was that he took personal responsibility for whatever happened and that he required them to continue until the experiment was completed.

Of the 40 test subjects 26 administered the full 450 volt shock. That is a 65 percent compliance rate. After the experiment was published some astonished psychologists presumed that the experiment was done incorrectly so they tried their own variations and found almost identical results. Variations of the experiment have been conducted across time and cultures to see if the results would change. The compliance rate averages around two thirds.

It appears it is generally in our nature to obey an immoral command when that command is administered by an apparent authority figure. But should that relieve us of accountability? If you or I were in the shoes of Eichmann, Milgram’s test subjects, or acting as agents of some other despot we would probably tell ourselves that we would disobey. “I am different. I would act morally. I would not be acted upon.” we tell ourselves. But would we? Let us hope so- for our own sakes and for the sakes of others. Edmund Burk is oft-quoted as saying, “The only thing necessary for the triumph of evil is for good men to do nothing.” It appears that evil also needs mindless agents willing to obey orders. Let us be neither the complacent good nor compliant to evil.

Looking at Milgram’s experiment alone might offer us little hope as to how we would likely behave if commanded to execute an undesirable action but an experiment performed by Indiana University psychology professor Steven Sherman suggests that “education can strengthen the power of conscience over authority” when we consciously decide ahead of time to do so. Interestingly, the experiment showed that consciously making that decision ahead of time dropped the compliance rate from 2/3 to 1/3.

While I am not a social psychologist nor do I have sufficient evidence to back up this theory- there does appear to be some proof, in my mind, to submit a theory of obeying authority and the rule of thirds. That is that there is a breaking point at which, for better or for worse, a group is broken up into three factions for a particular cause- the obedient, the neutral, and the defiant.

In a 2009 Rasmussen poll—31% of Texas voters said that their country had the right to secede from the union and form their own independent country. Similarly, a 2012 HuffPost/YouGov poll given to 1000 adult Americans across the country found that “29 percent said states should be allowed to secede if a majority of their residents supported secession, while 38 percent said they should not, and a third weren’t sure.”

Following the War for American Independence, British General James Robertson, in his testimony before a committee on the conduct of the war, estimated that the American population during the war was one-third for the cause of American independence, one-third neutral, and one-third loyalists.

John Adams similarly wrote in a letter to Thomas Jefferson on Nov 12, 1813 concerning the Continental Congress that “To draw the characters of them all would require a volume, and would now be considered as a caricature-print; one-third tories, another whigs, and the rest mongrels.”

In response to the former Delaware Continental Congressman Thomas McKean who believed that “the great mass of the people were zealous in the cause of America” Adams wrote in Aug 31, 1813 that:

“Upon the whole, if we allow two thirds of the people to have been with us in the revolution, is not the allowance ample? Are not the two thirds of the nation now with the administration? Divided we ever have been, and ever must be. Two thirds always had and will have more difficulty to struggle with the one third than with all our foreign enemies.”

Upon reflection Mckean agreed.

Referring to the French Revolution in an 1815 letter to Massachusetts Senator James Lloyd, John Adams estimated that the Americans were generally one third “averse” to the revolution, one third for the revolution out of “a hatred of the English”, and the “middle third” that were, as Adams put it “the soundest part of the nation” and “averse to war”.

Finally, the war of wars which has existed since before the beginning of man on Earth—The War in Heaven, as it is known amongst latter-day saints, repeats a similar social psychology statistic. One-third of God’s spirits rejected the appointment of Christ as their savior, were cast down to Earth, and became devils. As the Bible Dictionary points out:

“Although one-third of the spirits became devils, the remaining two-thirds were not all equally valiant, there being every degree of devotion to Christ and the Father among them.”

Could it be that of the two-thirds who accepted the appointment of Christ that half of them were fence-sitters? I truly don’t know but that’s what I might guess.

So if all of these examples teach us anything it might be these: 1) choose the right regardless of who your authority is and 2) be prepared to have anywhere from a third to two-thirds obey a different authority than you—whether that authority is natural law or man’s law. To conclude his findings Professor Sherman wrote:

“When you look before you leap or predict behavior before you behave, the leaping and the behavior are likely to be altered; and indications are that the behavior will become more socially desirable and morally acceptable.” (Sherman, On the Self-Erasing Nature of Errors of Prediction, p 220, 1980)

It’s time to ask ourselves- “What would I do…?”

Principled Pragmatism

Principle SifterWhen faced with an idea or choice one of the first questions most people ask themselves is- “Is this practical?” but few back up and ask, “Is this even right?” The first question deals with pragmatism (or with what works) while the second question deals with principle (or a fundamental truth, a foundation on which to base all other reasoning and behavior). If we ignore principle and merely look at what will “work”, we often fall victims to silly, expensive, addictive, and/or dangerous ideas and behaviors. We suffer the consequences of our ignorance and moral decadence. We would be better off if we filtered ideas and choices through principle first, practicality second. If an idea doesn’t pass the first test then there is no sense in even contemplating how to execute it. If it does pass the first test then we can contemplate the practicalities of execution. This is principled pragmatism.

The term principled pragmatism is actually a redundancy since true principles are indeed pragmatic. It isn’t always obvious (in fact many times it is paradoxical) but when we base our decisions and convictions on truth- it always works out in the end.

Isaiah Messianically wrote:

“For my thoughts are not your thoughts, neither are your ways my ways, saith the Lord. For as the heavens are higher than the earth, so are my ways higher than your ways, and my thoughts than your thoughts” (Isaiah 55:8-9).

For many sincere individuals, experience and revelation have proven that the Lord’s ways are higher and more practical than ours. Though we may be tempted to believe that our “pragmatism” is more expedient than principle the Lord also taught “lean not unto your own understanding” (Proverbs 3:5), “yield to the persuasions of men no more” (D&C 5:21), and “keep all my commandments” (D&C 43:35). It’s been wisely said that, “When someone bases his life on principle, 99 percent of his decisions are already made.” Having made these decisions based on gospel principles beforehand helps alleviate the temptations to make bad decisions when those choices arise.

The pseudo-pragmatism that many subscribe to might be best termed shortsightedness. The pseudo-pragmatist looks at what works here and now but since he failed to consider the principle, there will likely be unintended and/or unforeseen negative consequences eventually—whether in this life or the next.

Look at excessive debt as an example. A father of four on a $40,000/year income who goes into debt for a $70,000 BMW was being a pseudo-pragmatist. He saw something he wanted, asked himself how he could get it, and he went out and executed that plan. If only he had stopped to ask the questions- “Is this even right? Am I being responsible? What risk am I putting my self and family at?” But because of his “pragmatism” he did what “worked” and got what he wanted. Eventually his bills will come due. Hunger, loss of freedom/opportunities, embarrassment, marital issues, and/or bankruptcy will likely afflict him and his family.

Unnecessary spending applies to individuals the same way it applies to families (unaffordable vacations), businesses (lavish executive dinners/bonuses), governments (bailouts, imperialism, welfarism, etc) and other institutions. When spending exceeds revenue (debt, inflation, and taxes) government agents hardly ever consider serious spending cuts (a responsible direction) but instead look for ways to raise revenue (enslave). It seems as though much of the things being considered by agents of government are pseudo-pragmatic. Some could make a strong case that taxes are a form of pseudo-pragmatism since it is using force to take someone else’s property. But what correct principle is thievery or legal plunder being based on? A long list could be compiled of things we do through government that defy principle but are done because it’s “practical”. A few might include:

  • Unwarranted searches/seizures and spying on innocent civilians to prevent crime
  • Pre-emptive war because striking them first gives us the advantage
  • Total War- destroying the moral, lives, and property of innocent people in order to “win” war
  • Economic sanctions because causing a nation’s civilians to suffer usually causes their government to bend our way
  • Torture- using pain, or disfigurement apparently gets our enemies to talk
  • Protectionist regulations and licensure which favors one sector over others because it raises power/gain for government and gets rid of competition for certain industries
  • Bailing out big banks and businesses because it would be economic disaster otherwise
  • Welfarism (robbing Peter to pay Paul) because people will suffer/die if we don’t redistribute the wealth
  • Enforcing social justice because certain groups of people with less opportunities deserve more- even if it’s at the expense of the right and control of property for individuals
  • Inflating the currency because it’s a good way to reduce the national debt and pay for warfare and welfare
  • Maintaining the American Empire because we want to enjoy our standard of living and we don’t want any “bad guys” to become a world superpower

Look at each of these things and notice how immoral and shortsighted they are. Also notice that fear is at the root of all of them. Many excuse or attempt to justify these things because they don’t see any other “practical” alternatives. Though choosing the right may not have immediate/obvious results Joseph F. Smith taught us:

“That through [Christ’s] atonement, and by obedience to the principles of the gospel, mankind might be saved (D&C 138:4).”

Unprincipled pragmatism is a form of focusing on ends at the expense of means. As explained here, worthy ends do not justify immoral means. Paul had to debunk the false idea attributed to him— “Let us do evil that good may come” (Romans 3:8). Elder F. Burton Howard also taught:

“The war in heaven was essentially about the means by which the plan of salvation would be implemented. It forever established the principle that even for the greatest of all ends, eternal life, the means are critical. It should be obvious to all thinking Latter-day Saints that the wrong means can never attain that objective.” (Repentance)

So does something being “practical” automatically make it right? Do the principles “Thou shalt not steal, lie, or murder” take a back seat to Machiavellian statism because fear and aggression seem to work better than love and persuasion? Lest someone assume that this is condoning anarchism then please read the story of King Benjamin (Mosiah 2:14). Did he, an agent of the people, rule by fear and aggression or did he serve by love and persuasion? Government can exist in a proper frame when its role is based on correct principles—not pseudo-pragmatic ones. Our lives can also exist to their fullest extent and maximum happiness when they are based on correct principles.

“Once they are driven off the high ground of principle, so many people then settle for being “practical.” But immorality is so impractical! Provisional morality always emerges once people desert a basic truth. Such individuals are forever falling back trying to develop substitute rationales, drawing new lines beyond which they vow they will not be driven, only to abandon these also under the pressure of growing evils…

Moral uncertainty always leads to behavioral absurdity. Prescriptions which are value-free always prove to be so costly. Unprincipled pragmatism is like advising someone who is hopelessly mired in quicksand not to struggle—so that he will merely sink more slowly!” –Neal A Maxwell (The Stern but Sweet Seventh Commandment)

‘Ends Justify Means’ Fallacy

One of the biggest lies ever adopted as truth has been the philosophy that a good end is justified by any means necessary—good or bad.  Most people have good intentions and wish to obtain praiseworthy goals (ends) but some forget, ignore, or try to justify using immoral methods (means) to accomplish those goals.

In a letter to the Romans, Paul shed light on a false teaching attributed to him—“Let us do evil that good may come” (Romans 3:8).  Yet many Christians, even today, rationalize some degree of evil committed by themselves, governments, or others because of the “greater good” which supposedly came from their questionable methods.

The following is an excerpt from Elder F. Burton Howard’s talk “Repentance” which sheds more light on this false philosophy.

Just as foolish as believing that we can “pass it on” is the idea that the satisfaction of being in the circle, whatever that may be, can somehow excuse any wrongs committed there. This notion is widely shared and is most often expressed by the phrase, “The end justifies the means.” Such a belief, if left undisturbed and unchecked, can also impede the repentance process and cheat us out of exaltation.

Those who teach it are almost always attempting to excuse the use of improper or questionable means. Such people seem to be saying, “My purpose was to do good or to be happy; therefore, any little lie, or misrepresentation, or lapse of integrity, or violation of law along the way is justified.”

In certain circumstances, some say it is “okay” to conceal the truth, to dig just a small pit for an adversary, to pursue an advantage of some kind—such as superior knowledge or position—against another. “This is just common practice,” or “I’m just looking after Number One,” they say. “All’s fair in love and war,” or “That’s the way the ball bounces,” they say. But if the means which prompt the saying of these things are wrong, no amount of rationalization or verbal whitewash can ever make them right.

To those who believe otherwise, Nephi said: “Yea, and there shall be many which shall teach after this manner, false and vain and foolish doctrines, and shall be puffed up in their hearts, and shall seek deep to hide their counsels from the Lord.” (2 Ne. 28:9.)

Some seek to justify their actions by quoting scripture. They often cite Nephi’s killing of Laban as an example of the need to violate a law to accomplish a greater good and to prevent a nation from dwindling in unbelief. But they forget that Nephi twice refused to follow the promptings of the Spirit. In the end, he agreed to break the commandment only when he was convinced that “the Lord slayeth the wicked to bring forth his righteous purposes” (1 Ne. 4:13; italics added) and also (I believe) when he knew that the penalty for shedding blood had been lifted, in that one exceptional case, by Him whose right it is to fix and waive penalties.

The truth is that we are judged by the means we employ and not by the ends we may hope to obtain. It will do us little good at the last day to respond to the Great Judge, “I know I was not all I could have been, but my heart was in the right place.”

In fact, there is danger in focusing merely on ends. To some who did, the Savior said:

“Many will say to me in that day: Lord, Lord, have we not prophesied in thy name, and in thy name have cast out devils, and in thy name done many wonderful works? And then will I profess unto them: I never knew you; depart from me, ye that work iniquity.” (3 Ne. 14:22–23.)

The war in heaven was essentially about the means by which the plan of salvation would be implemented. It forever established the principle that even for the greatest of all ends, eternal life, the means are critical. It should be obvious to all thinking Latter-day Saints that the wrong means can never attain that objective.

The danger in thinking that the end justifies the means lies in making a judgment we have no right to make. Who are we to say that the Lord will pardon wickedness done to attain a perceived “greater good.” Even if the goal is good, it would be a personal calamity to look beyond the mark and fail to repent of the wrong we do along the way.

Consider a few more ‘ends justify the means’ arguments made throughout mankind’s history:

Crusades—it’s better to force people to accept Christianity than let them die unsaved.

Offensive War—it’s better to attack a potential enemy before they can attack you (Pre-emptive war) OR going to war is justied if it can save your nation’s economy.

Atomic Bomb—it’s better to kill 250,000 civilians than possibly lose 1,000,000 soldiers (intentional collateral damage).

Terrorism—it’s ok to kill innocent people to get a point across.

Torture—it’s better to use cruel methods to obtain information which can potentially save many others.

Socialism—it’s ok to forcefully take from Jane to pay for Mary’s schooling, medical bills, retirement, etc.  (it’s ok to steal from others if it’s for the ‘greater good’.)

Abortion—it’s better to abort an unwanted child than allow it to live in unfavorable conditions.

Prostitution & Drug Dealing—selling drugs or your body is ok if it’s a matter of survival.

Involuntary Vaccinations—forcing vaccinations on individuals is just in order to save everyone.

Our options between right and wrong often get distorted by how complicated the world gets.  Let’s not forget the chorus line from the Hymn “Do What Is Right”:

Do what is right; let the consequence follow.
Battle for freedom in spirit and might;
And with stout hearts look ye forth till tomorrow.
God will protect you; then do what is right!